SEC Form 4 · accession 0001209191-15-017376
CADENCE DESIGN SYSTEMS INC · CDNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chi-Ping Hsu
Officer — Sr. Vice President
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2015 | M | 97,861 | $4.20 | A | 289,199 | D | |
| Common Stock | Feb 19, 2015 | M | 10,000 | $11.25 | A | 299,199 | D | |
| Common StockF1 | Feb 19, 2015 | S | 107,861 | $18.2043 | D | 191,338 | D | |
| Common Stock | Feb 20, 2015 | M | 2,139 | $4.20 | A | 193,477 | D | |
| Common Stock | Feb 20, 2015 | M | 7,292 | $17.89 | A | 200,769 | D | |
| Common StockF2 | Feb 20, 2015 | S | 9,431 | $18.4665 | D | 191,338 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $4.20 | Feb 19, 2015 | M | 97,861 | D | Mar 5, 2009 | Feb 5, 2016 | Common Stock | 97,861 | 102,139 | D |
| Non-Qualified Stock Option (right to buy) | $11.25 | Feb 19, 2015 | M | 10,000 | D | Jun 15, 2008 | May 15, 2015 | Common Stock | 10,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $4.20 | Feb 20, 2015 | M | 2,139 | D | Mar 5, 2009 | Feb 5, 2016 | Common Stock | 2,139 | 100,000 | D |
| Non-Qualified Stock Option (right to buy) | $17.89 | Feb 20, 2015 | M | 7,292 | D | Jan 9, 2006 | Dec 9, 2015 | Common Stock | 7,292 | 0 | D |
Explanation of responses
- F1The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person, effective February 19, 2015.
- F2The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person, effective February 19, 2015.