SEC Form 4 · accession 0001209191-15-010108
CADENCE DESIGN SYSTEMS INC · CDNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lip Bu Tan
Officer — President & CEO · Director
Period of report
Aug 15, 2014
Accepted (ET)
Feb 5, 2015 · 9:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Aug 15, 2014 | Z | 9,963 | $0.00 | D | 234,165 | D | |
| Common StockF5 | Aug 15, 2014 | Z | 9,963 | $0.00 | A | 805,374 | I | Trust 2 |
| Common StockF4 | Aug 19, 2014 | Z | 23,333 | $0.00 | D | 210,832 | D | |
| Common StockF5 | Aug 19, 2015 | Z | 23,333 | $0.00 | A | 828,707 | I | Trust 2 |
| Common StockF4 | Aug 22, 2014 | Z | 20,834 | $0.00 | D | 189,998 | D | |
| Common StockF5 | Aug 22, 2014 | Z | 20,834 | $0.00 | A | 849,541 | I | Trust 2 |
| Common StockF6,F5 | Dec 22, 2014 | G | 50,000 | $0.00 | D | 799,541 | I | Trust 2 |
| Common Stock | Dec 22, 2014 | G | 25,000 | $0.00 | A | 51,000 | I | Held by Child 1 |
| Common StockF7,F8 | Feb 4, 2015 | F | 7,990 | $18.10 | D | 182,559 | D | |
| Commin StockF4 | Feb 4, 2015 | Z | 551 | $0.00 | D | 182,008 | D | |
| Common StockF5 | Feb 4, 2015 | Z | 551 | $0.00 | A | 800,092 | I | Trust 2 |
| Common StockF1 | holding | — | — | — | 31,400 | I | Held By IRA | |
| Common StockF2 | holding | — | — | — | 15,000 | I | By Trust 1 | |
| Common StockF3 | holding | — | — | — | 7,000 | I | By Trust 3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/1997.
- F2Shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- F3Shares held by L Tan & N Lee & W Lee Trustees, Pacvan Walden Inc.
- F4Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- F5Shares held by the Lip-Bu and Ysa Loo Trust dated 2/3/1992.
- F6Shares transferred was a bona fide gift from the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- F7Shares withheld to satisfy tax obligations arising out of vesting of restricted stock.
- F8Amount of securities beneficially owned includes 551 shares acquired by the Reporting Person through the Employee Stock Purchase Plan on January 30, 2015.