SEC Form 4 · accession 0001209191-19-017749
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Nieman
Officer — VP/GL - Grease, FP, GS, Mktg.
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2019 | M | 1,213 | $72.12 | A | 4,671 | D | |
| Common Stock | Mar 5, 2019 | F | 771 | $202.49 | D | 3,900 | D | |
| Common Stock | Mar 5, 2019 | M | 729 | $134.60 | A | 4,629 | D | |
| Common Stock | Mar 5, 2019 | F | 590 | $202.49 | D | 4,039 | D | |
| Common Stock | Mar 5, 2019 | M | 614 | $151.75 | A | 4,653 | D | |
| Common Stock | Mar 5, 2019 | F | 466 | $202.49 | D | 4,187 | D | |
| Common Stock | holding | — | — | — | 569 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $72.12 | Mar 5, 2019 | M | 1,213 | D | — | Feb 23, 2023 | Common Stock | 1,213 | 0 | D |
| Employee Stock Option (right to buy)F2 | $134.60 | Mar 5, 2019 | M | 729 | D | — | Feb 27, 2024 | Common Stock | 729 | 729 | D |
| Employee Stock Option (right to buy)F3 | $151.75 | Mar 5, 2019 | M | 614 | D | — | Feb 26, 2025 | Common Stock | 614 | 1,227 | D |
Explanation of responses
- F1The options for this grant vested in three annual installments: 1,213 shares on February 23, 2017; 1,213 shares on February 23, 2018; and 1,213 shares on February 23, 2019.
- F2The options for this grant vest in three annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.
- F3The options for this grant vest in three annual installments: 614 shares on February 26, 2019; 614 shares on February 26, 2020; and 613 shares on February 26, 2021.