SEC Form 4 · accession 0001209191-19-006423
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Nieman
Officer — VP/GL - Grease, FP, GS, Mktg.
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2019 | M | 730 | $134.60 | A | 4,243 | D | |
| Common Stock | Jan 30, 2019 | F | 501 | $199.49 | D | 3,742 | D | |
| Common StockF1 | holding | — | — | — | 569 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $134.60 | Jan 30, 2019 | M | 730 | D | — | Feb 27, 2024 | Common Stock | 730 | 1,458 | D |
Explanation of responses
- F1Information based on reporting person's Plan Statement as of December 31, 2018.
- F2The options for this grant vest in three annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.