SEC Form 4 · accession 0001209191-18-016465
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Nieman
Officer — VP/GL - Grease, FP, GS, Mktg.
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | M | 744 | $87.30 | A | 6,686 | D | |
| Common Stock | Mar 1, 2018 | F | 519 | $153.00 | D | 6,167 | D | |
| Common Stock | Mar 1, 2018 | M | 1,213 | $72.12 | A | 7,380 | D | |
| Common Stock | Mar 1, 2018 | F | 762 | $153.00 | D | 6,618 | D | |
| Common Stock | holding | — | — | — | 564 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $87.30 | Mar 1, 2018 | M | 744 | D | — | Feb 25, 2022 | Common Stock | 744 | 0 | D |
| Employee Stock Option (right to buy)F2 | $72.12 | Mar 1, 2018 | M | 1,213 | D | — | Feb 23, 2023 | Common Stock | 1,213 | 1,213 | D |
Explanation of responses
- F1The options for this grant vested in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.
- F2The options for this grant vest in three annual installments: 1,213 shares on February 23, 2017; 1,213 shares on February 23, 2018; and 1,213 shares on February 23, 2019.