SEC Form 4 · accession 0001209191-18-013964
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Barry
Officer — Chairman, CEO and President · Director
Period of report
Feb 25, 2018
Accepted (ET)
Feb 27, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2018 | F | 2,182 | $151.28 | D | 132,843 | D | |
| Common Stock | Feb 26, 2018 | A | 4,107 | $0.00 | A | 136,950 | D | |
| Common Stock | holding | — | — | — | 2,164 | I | By son | |
| Common StockF2 | holding | — | — | — | 33,884 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $151.75 | Feb 26, 2018 | A | 20,251 | A | Feb 26, 2019 | Feb 26, 2025 | Common Stock | 20,251 | 20,251 | D |
Explanation of responses
- F1Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on February 25, 2015 under the Company's 2011 Long-Term Performance Incentive Plan.
- F2Information based on reporting person's Plan Statement as of December 31, 2017.
- F3Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 6,751 shares on February 26, 2019; 6,750 shares on February 26, 2020; and 6,750 shares on February 26, 2021.