SEC Form 4 · accession 0001209191-18-013950
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Nieman
Officer — VP/GL - Grease, FP, GS, Mktg.
Period of report
Feb 25, 2018
Accepted (ET)
Feb 27, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2018 | F | 240 | $151.28 | D | 5,569 | D | |
| Common Stock | Feb 26, 2018 | A | 373 | $0.00 | A | 5,942 | D | |
| Common StockF2 | holding | — | — | — | 564 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $151.75 | Feb 26, 2018 | A | 1,841 | A | Feb 26, 2019 | Feb 26, 2025 | Common Stock | 1,841 | 1,841 | D |
Explanation of responses
- F1Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on February 25, 2015 under the Company's 2011 Long-Term Performance Incentive Plan.
- F2Information based on reporting person's Plan Statement as of December 31, 2017.
- F3Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 614 shares on February 26, 2019; 614 shares on February 26, 2020; and 613 shares on February 26, 2021.