SEC Form 4 · accession 0001209191-17-044892
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Nieman
Officer — VP/GL - Grease, FP, GS, Mktg.
Period of report
Jul 10, 2017
Accepted (ET)
Jul 12, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 10, 2017 | M | 736 | $73.47 | A | 16,322 | D | |
| Common Stock | Jul 10, 2017 | F | 484 | $146.53 | D | 15,838 | D | |
| Common Stock | Jul 10, 2017 | M | 744 | $87.30 | A | 16,582 | D | |
| Common Stock | Jul 10, 2017 | F | 537 | $146.53 | D | 16,045 | D | |
| Common Stock | Jul 10, 2017 | M | 1,213 | $72.12 | A | 17,258 | D | |
| Common Stock | Jul 10, 2017 | F | 622 | $146.53 | D | 16,636 | D | |
| Common StockF1 | holding | — | — | — | 562 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $73.47 | Jul 10, 2017 | M | 736 | D | — | Feb 27, 2021 | Common Stock | 736 | 0 | D |
| Employee Stock Option (right to buy)F3 | $87.30 | Jul 10, 2017 | M | 744 | D | — | Feb 25, 2022 | Common Stock | 744 | 744 | D |
| Employee Stock Option (right to buy)F4 | $72.12 | Jul 10, 2017 | M | 1,213 | D | — | Feb 23, 2023 | Common Stock | 1,213 | 2,426 | D |
Explanation of responses
- F1Information based on reporting person's Plan statement as of June 30, 2017.
- F2The options for this grant vested in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017.
- F3The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.
- F4The options for this grant vest in three annual installments: 1,213 shares on February 23, 2017; 1,213 shares on February 23, 2018; and 1,213 shares on February 23, 2019.