SEC Form 4 · accession 0001209191-17-039470
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Barry
Officer — Chairman, CEO and President · Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 5,900 | $73.47 | A | 135,012 | D | |
| Common Stock | Jun 9, 2017 | F | 4,314 | $147.59 | D | 130,698 | D | |
| Common Stock | Jun 9, 2017 | M | 5,966 | $87.30 | A | 136,664 | D | |
| Common Stock | Jun 9, 2017 | F | 4,661 | $147.59 | D | 132,003 | D | |
| Common Stock | Jun 9, 2017 | M | 11,289 | $72.12 | A | 143,292 | D | |
| Common Stock | Jun 9, 2017 | F | 7,899 | $147.59 | D | 135,393 | D | |
| Common Stock | holding | — | — | — | 1,980 | I | By son | |
| Common StockF1 | holding | — | — | — | 33,652 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $73.47 | Jun 9, 2017 | M | 5,900 | D | — | Feb 27, 2021 | Common Stock | 5,900 | 0 | D |
| Employee Stock Option (right to buy)F3 | $87.30 | Jun 9, 2017 | M | 5,966 | D | — | Feb 25, 2022 | Common Stock | 5,966 | 5,965 | D |
| Employee Stock Option (right to buy)F4 | $72.12 | Jun 9, 2017 | M | 11,289 | D | — | Feb 23, 2023 | Common Stock | 11,289 | 22,578 | D |
Explanation of responses
- F1Information based on reporting person's Plan Statement as of March 31, 2017.
- F2The options for this grant vested in three annual installments: 5,901 shares on February 27, 2015; 5,900 shares on February 27, 2016; and 5,900 shares on February 27, 2017.
- F3The options for this grant vest in three annual installments: 5,966 shares on February 25, 2016; 5,966 shares on February 25, 2017; and 5,965 shares on February 25, 2018.
- F4The options for this grant vest in three annual installments: 11,289 shares on February 23, 2017; 11,289 shares on February 23, 2018; and 11,289 shares on February 23, 2019.