SEC Form 4 · accession 0001209191-17-015958
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph F Matrange
Officer — VP - Global Coatings
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 27, 2017 | F | 171 | $134.60 | D | 1,413 | D | |
| Common Stock | Feb 27, 2017 | A | 247 | $0.00 | A | 1,660 | D | |
| Common StockF3 | holding | — | — | — | 3,214 | I | By Living Trust | |
| Common StockF4 | holding | — | — | — | 304 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $134.60 | Feb 27, 2017 | A | 1,287 | A | Feb 27, 2018 | Feb 27, 2024 | Common Stock | 1,287 | 1,287 | D |
Explanation of responses
- F1Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on February 27, 2014 under the Company's 2011 Long-Term Performance Incentive Plan.
- F2The last Form 4, as filed on November 3, 2016, and amended Form 4, as filed on December 2, 2016, inadvertently listed 1,163 shares held through indirect ownership as direct ownership.
- F3Includes 3 shares acquired in Company's Dividend Reinvestment Plan on January 31, 2017.
- F4Information based on reporting person's Plan Statement as of December 31, 2016.
- F5Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 429 shares on February 27, 2018; 429 shares on February 27, 2019; and 429 shares on February 27, 2020.