SEC Form 4 · accession 0001209191-17-015940
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Berquist
Officer — VP & Managing Director - NA
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | F | 284 | $134.60 | D | 12,874 | D | |
| Common Stock | Feb 27, 2017 | A | 421 | $0.00 | A | 13,295 | D | |
| Common StockF2 | holding | — | — | — | 2,822 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $134.60 | Feb 27, 2017 | A | 2,188 | A | Feb 27, 2018 | Feb 27, 2024 | Common Stock | 2,188 | 2,188 | D |
Explanation of responses
- F1Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on February 27, 2014 under the Company's 2011 Long-Term Performance Incentive Plan.
- F2Information based on reporting person's Plan Statement as of December 31, 2016.
- F3Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.