SEC Form 4 · accession 0001209191-16-151711
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Jeffry Benoliel
Officer — VP - MW, Can and Mining
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | G | 50 | $0.00 | A | 10,550 | I | Custodial Account for Son DJ |
| Common Stock | Mar 9, 2016 | G | 50 | $0.00 | A | 10,550 | I | Custodial Account for Daughter |
| Common Stock | Jul 29, 2016 | G | 200 | $0.00 | D | 23,622 | D | |
| Common Stock | Aug 8, 2016 | G | 110 | $0.00 | D | 23,512 | D | |
| Common Stock | Sep 13, 2016 | G | 50 | $0.00 | A | 10,550 | I | Custodial Account for Son PA |
| Common Stock | Nov 18, 2016 | G | 210 | $0.00 | D | 23,302 | D | |
| Common Stock | Nov 18, 2016 | M | 2,687 | $38.13 | A | 25,989 | D | |
| Common Stock | Nov 18, 2016 | F | 1,260 | $119.97 | D | 24,729 | D | |
| Common Stock | Nov 18, 2016 | M | 2,130 | $58.26 | A | 26,859 | D | |
| Common Stock | Nov 18, 2016 | F | 1,276 | $119.97 | D | 25,583 | D | |
| Common Stock | Nov 18, 2016 | M | 737 | $73.47 | A | 26,320 | D | |
| Common Stock | Nov 18, 2016 | F | 462 | $119.97 | D | 25,858 | D | |
| Common Stock | Nov 18, 2016 | M | 745 | $87.30 | A | 26,603 | D | |
| Common Stock | Nov 18, 2016 | F | 550 | $119.97 | D | 26,053 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By DJB 2012 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 9,732 | I | By AMB 2012 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 17,020 | I | By Partnership | |
| Common StockF1 | holding | — | — | — | 19,630 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $38.13 | Nov 18, 2016 | M | 2,687 | D | — | Mar 6, 2019 | Common Stock | 2,687 | 0 | D |
| Employee Stock Option (right to buy)F3 | $58.26 | Nov 18, 2016 | M | 2,130 | D | — | Mar 5, 2020 | Common Stock | 2,130 | 0 | D |
| Employee Stock Option (right to buy)F4 | $73.47 | Nov 18, 2016 | M | 737 | D | — | Feb 27, 2021 | Common Stock | 737 | 1,472 | D |
| Employee Stock Option (right to buy)F5 | $87.30 | Nov 18, 2016 | M | 745 | D | — | Feb 25, 2022 | Common Stock | 745 | 1,488 | D |
Explanation of responses
- F1Information based on reporting person's Plan Statement as of September 30, 2016.
- F2The options for this grant vested in three annual installments: 896 shares on March 6, 2013; 896 shares on March 6, 2014; and 895 shares on March 6, 2015.
- F3The options for this grant vested in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016.
- F4The options for this grant vest in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017.
- F5The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.