SEC Form 4 · accession 0001209191-16-148172
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joseph F Matrange
Officer — VP - Global Coatings
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2016 | M | 2,367 | $18.82 | A | 5,999 | D | |
| Common Stock | Nov 1, 2016 | F | 1,204 | $106.28 | D | 4,795 | D | |
| Common StockF2 | holding | — | — | — | 303 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $18.82 | Nov 1, 2016 | M | 2,367 | D | — | Jan 26, 2017 | Common Stock | 2,367 | 0 | D |
Explanation of responses
- F1Includes 15 shares acquired in Company's Dividend Reinvestment Plan on April 29, 2016.
- F2Information based on reporting person's Plan Statement as of September 30, 2016.
- F3The options for this grant vested in three annual installments: 2,368 shares on January 26, 2011; 2,367 shares on January 26, 2012; and 2,367 shares on January 26, 2013.