SEC Form 4 · accession 0001209191-16-102489
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald S Ettinger
Officer — VP - Human Resources
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2016 | A | 745 | $0.00 | A | 3,883 | D | |
| Common StockF2 | holding | — | — | — | 4,925 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $72.12 | Feb 23, 2016 | A | 3,639 | A | Feb 23, 2017 | Feb 23, 2023 | Common Stock | 3,639 | 3,639 | D |
Explanation of responses
- F1Includes 46 shares acquired under the Company's Employee Stock Purchase Plan between August 31, 2015 and January 31, 2016 and 2 shares acquired under the Company's Dividend Reinvestment Plan between October 31, 2015 and January 31, 2016.
- F2Information based on reporting person's Plan Statement as of December 31, 2015.
- F3Stock options granted to reporting person under the Company's 2011 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 1,213 shares on February 23, 2017; 1,213 shares on February 23, 2018; and 1,213 shares on February 23, 2019.