SEC Form 4 · accession 0001209191-16-102483
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Barry
Officer — Chairman, CEO and President · Director
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | A | 6,932 | $0.00 | A | 135,375 | D | |
| Common Stock | holding | — | — | — | 1,672 | I | By son | |
| Common Stock | holding | — | — | — | 32,978 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $72.12 | Feb 23, 2016 | A | 33,867 | A | Feb 23, 2017 | Feb 23, 2023 | Common Stock | 33,867 | 33,867 | D |
Explanation of responses
- F1Stock options granted to reporting person under the Company's 2011 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 11,289 shares on February 23, 2017; 11,289 shares on February 23, 2018; and 11,289 shares on February 23, 2019.