SEC Form 4 · accession 0001209191-15-064395
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph F Matrange
Officer — VP - Global Coatings
Period of report
Aug 4, 2015
Accepted (ET)
Aug 6, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2015 | M | 551 | $38.13 | A | 5,687 | D | |
| Common Stock | Aug 4, 2015 | S | 551 | $90.23 | D | 5,136 | D | |
| Common Stock | Aug 4, 2015 | M | 437 | $58.26 | A | 5,573 | D | |
| Common Stock | Aug 4, 2015 | S | 437 | $90.23 | D | 5,136 | D | |
| Common StockF2 | holding | — | — | — | 6,104 | I | By Living Trust | |
| Common StockF3 | holding | — | — | — | 146 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $38.13 | Aug 4, 2015 | M | 551 | D | Mar 6, 2013 | Mar 6, 2019 | Common Stock | 551 | 552 | D |
| Employee Stock Option (right to buy)F5 | $58.26 | Aug 4, 2015 | M | 437 | D | Mar 5, 2014 | Mar 5, 2020 | Common Stock | 437 | 874 | D |
Explanation of responses
- F1Includes 31 shares acquired in Company's Dividend Reinvestment Plan from April 30, 2015 to July 31, 2015.
- F2Includes 1 share acquired in Company's Dividend Reinvestment Plan on July 31, 2015.
- F3Information based on reporting person's Plan statement as of June 30, 2015.
- F4The options for this grant vested in three annual installments: 552 shares on March 6, 2013; 551 shares on March 6, 2014; and 551 shares on March 6, 2015.
- F5The options for this grant vest in three annual installments: 437 shares on March 5, 2014; 437 shares on March 5, 2015; and 437 shares on March 5, 2016.