SEC Form 4 · accession 0001209191-15-064393

QUAKER CHEMICAL CORP · KWR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Margaret M Loebl

Officer — VP, CFO and Treasurer

Period of report

Aug 4, 2015

Accepted (ET)

Aug 6, 2015 · 4:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000081362

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 4, 2015	M	2,192	$46.21	A	9,017	D
Common Stock^F1	Aug 4, 2015	S	2,192	$92.1565	D	6,825	D
Common Stock	Aug 4, 2015	M	1,420	$58.26	A	8,245	D
Common Stock^F2	Aug 4, 2015	S	1,420	$92.5613	D	6,825	D
Common Stock	Aug 4, 2015	M	842	$73.47	A	7,667	D
Common Stock^F3	Aug 4, 2015	S	842	$91.392	D	6,825	D
Common Stock^F4	holding	—	—		—	481	I	By 401(k)

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$46.21	Aug 4, 2015	M	2,192	D	Jun 29, 2013	Jun 29, 2019	Common Stock	2,192	0	D
Employee Stock Option (right to buy)^F6	$58.26	Aug 4, 2015	M	1,420	D	Mar 5, 2014	Mar 5, 2020	Common Stock	1,420	710	D
Employee Stock Option (right to buy)^F7	$73.47	Aug 4, 2015	M	842	D	Feb 27, 2015	Feb 27, 2021	Common Stock	842	1,683	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.53 to $92.50, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.67, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.16 to $91.53, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4Information based on reporting person's Plan statement as of June 30, 2015.
F5The options for this grant vested in three annual installments: 731 shares on June 29, 2013; 731 shares on June 29, 2014; and 730 shares on June 29, 2015.
F6The options for this grant vest in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016.
F7The options for this grant vest in three annual installments: 842 shares on February 27, 2015; 842 shares on February 27, 2016; and 841 shares on February 27, 2017.