SEC Form 4 · accession 0001209191-15-053881
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Barry
Officer — Chairman, CEO and President · Director
Period of report
Jun 12, 2015
Accepted (ET)
Jun 16, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2015 | S | 4,830 | $87.50 | D | 135,976 | D | |
| Common Stock | Jun 16, 2015 | S | 7,183 | $87.50 | D | 128,793 | D | |
| Common Stock | Jun 16, 2015 | M | 2,273 | $38.13 | A | 131,066 | D | |
| Common Stock | Jun 16, 2015 | S | 2,273 | $87.50 | D | 128,793 | D | |
| Common Stock | holding | — | — | — | 1,672 | I | By Son | |
| Common StockF2 | holding | — | — | — | 32,592 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $38.13 | Jun 16, 2015 | M | 2,273 | D | — | Mar 6, 2019 | Common Stock | 2,273 | 3,078 | D |
Explanation of responses
- F1The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on May 22, 2015.
- F2Information based on reporting person's Plan statement dated March 31,2015.
- F3The options for this grant vested in three annual installments: 5,352 shares on March 6, 2013; 5,352 shares on March 6, 2014; and 5,351 shares on March 6, 2015.