SEC Form 4 · accession 0001209191-15-043736

QUAKER CHEMICAL CORP · KWR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP & Managing Dtr - EMEA

Period of report

May 14, 2015

Accepted (ET)

May 18, 2015 · 4:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000081362

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 14, 2015	S	1,500	$85.71	D	9,144	D
Common Stock	May 14, 2015	M	997	$37.37	A	10,141	D
Common Stock	May 14, 2015	S	997	$86.49	D	9,144	D
Common Stock	May 14, 2015	M	1,791	$38.13	A	10,935	D
Common Stock^F1	May 14, 2015	S	1,791	$86.51	D	9,144	D
Common Stock	May 14, 2015	M	1,420	$58.26	A	10,564	D
Common Stock^F2	May 14, 2015	S	1,420	$86.25	D	9,144	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$37.37	May 14, 2015	M	997	D	—	Mar 1, 2018	Common Stock	997	0	D
Employee Stock Option (right to buy)^F4	$38.13	May 14, 2015	M	1,791	D	—	Mar 6, 2019	Common Stock	1,791	0	D
Employee Stock Option (right to buy)^F5	$58.26	May 14, 2015	M	1,420	D	—	Mar 5, 2020	Common Stock	1,420	710	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.49 to $86.56, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.55, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3The options for this grant vested in three annual installments: 998 shares on March 1, 2012; 998 shares on March 1, 2013; and 997 shares on March 1, 2014.
F4The options for this grant vested in three annual installments: 896 shares on March 6, 2013; 896 shares on March 6, 2014; and 895 shares on March 6, 2015.
F5The options for this grant vest in three equal annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016.