SEC Form 4 · accession 0001209191-15-041101
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald S Ettinger
Officer — VP - Human Resources
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 7, 2015 | S | 600 | $84.13 | D | 3,069 | D | |
| Common StockF3 | holding | — | — | — | 4,863 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.04 to $84.17, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2Includes 16 shares acquired by reporting person under Company's Employee Stock Purchase Plan between March 31, 2015 and April 30, 2015; includes 8 shares acquired under the Company's Dividend Reinvestment Plan between January 31, 2015 and April 30, 2015.
- F3Information based on reporting person's Plan statement as of March 31, 2015.