SEC Form 4 · accession 0001209191-15-019684
QUAKER CHEMICAL CORP · KWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald S Ettinger
Officer — VP - Human Resources
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | A | 586 | $0.00 | A | 3,921 | D | |
| Common StockF2 | holding | — | — | — | 4,706 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $87.30 | Feb 25, 2015 | A | 2,233 | A | Feb 25, 2016 | Feb 25, 2022 | Common Stock | 2,233 | 2,233 | D |
Explanation of responses
- F1Includes 89 shares acquired under the Company's Employee Stock Purchase Plan between February 28, 2014 and January 30, 2015 and 15 shares acquired under the Company's Dividend Reinvestment Plan between April 30, 2014 and January 31, 2015.
- F2Information based on reporting person's Plan Statement as of December 31, 2014.
- F3Stock options granted to reporting person under the Company's 2011 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.