SEC Form 4 · accession 0001354488-15-004567
Yuma Energy, Inc. · YUMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam L. Banks
Officer — President and CEO · Director · 10% Owner
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 5, 2015 | A | 127,345 | $0.00 | A | 41,809,419 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock award vests as to 42,449 shares of common stock of the Registrant on May 31, 2016, as to 42,448 shares on May 31, 2017, and as to 42,448 shares on May 31, 2018.