SEC Form 4 · accession 0001354488-15-002694
Yuma Energy, Inc. · YUMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam L. Banks
Officer — President and CEO · Director · 10% Owner
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2015 | F | 10,357 | $0.85 | D | 41,112,619 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the vesting of restricted stock awards on May 20, 2015 granted under the Yuma Energy, Inc. 2011 Stock Option Plan.