SEC Form 4 · accession 0001354488-15-001167
Yuma Energy, Inc. · YUMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D. McKinney
Officer — EVP and COO
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2015 | A | 146,240 | $0.00 | A | 191,240 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock award vests as to 48,746 shares of common stock of the Registrant on October 14, 2015, as to 48,747 shares on October 14, 2016, and as to 48,747 shares on October 14, 2017.