SEC Form 3 · accession 0001437749-15-017606
HANCOCK FABRICS INC · HKFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierce O. Crockett
Officer — Div. VP - Corporate Controller
Period of report
Sep 15, 2015
Accepted (ET)
Sep 22, 2015 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812906
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 9,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $0.77 | holding | — | — | — | — | Sep 9, 2021 | NQSO | 15,000 | — | D |
| Employee Stock Option | $0.77 | holding | — | — | — | Sep 15, 2015 | Sep 9, 2021 | NQSO | 9,498 | — | D |
| Employee Stock OptionF3 | $0.45 | holding | — | — | — | — | Sep 15, 2022 | NQSO | 30,588 | — | D |
Explanation of responses
- F1Includes 8,000 shares of restricted stock awarded under the 2001 Stock Incentive Plan vesting ratably on September 10, 2016, September 10, 2017, September 10, 2018 and September 10, 2019.
- F2Stock Option will vest ratably on September 10, 2016, September 10, 2017 and September 10, 2018.
- F3Stock Option will vest ratably on January 30, 2016, January 28, 2017 and January 27, 2018.