SEC Form 4 · accession 0001213900-16-009897
SOLIGENIX, INC. · SNGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Straube
Officer — Senior VP and CMO
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812796
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.13 | Dec 31, 2015 | A | 70,000 | A | Dec 31, 2015 | Dec 30, 2025 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1The stock option vested immediately as to 17,500 shares and vests as to the remainder at a rate of 6.25% of the total shares underlying the stock option on each three (3) month anniversary of December 31, 2015.