SEC Form 4 · accession 0001213900-15-006654
SOLIGENIX, INC. · SNGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Gregg Lapointe
Director
Period of report
Aug 31, 2015
Accepted (ET)
Aug 31, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2015 | M | 25,000 | $0.30 | A | 73,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantF1 | $0.30 | Aug 31, 2015 | M | 25,000 | D | — | Jun 20, 2022 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The option vested in installments of 6,250 shares on each of September 21, 2012, December 21, 2012, March 21, 2013 and June 21, 2013. The exercise price of the option is equal to the market price of the Company's common stock as of the close of business on June 21, 2012, the date of grant.