SEC Form 4 · accession 0001179110-17-003969
CALGON CARBON Corp · CCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Whalen
Officer — SVP, General Counsel & Sec.
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2017 | A | 3,392 | $0.00 | A | 12,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $14.37 | Mar 2, 2017 | A | 15,093 | A | — | Mar 2, 2024 | Common Stock | 15,093 | 15,093 | D |
Explanation of responses
- F1Award of Time Vested Restricted Stock under Calgon Carbon Corporation's 2008 Amended and Restated Equity Incentive Plan, a Rule 16b-3 Plan.
- F2Grant of Options under Calgon Carbon Corporation's Amended and Restated 2008 Equity Incentive Plan, a Rule 16b-3 Plan. The options become exercisable in two equal installments on March 2, 2018 and March 2, 2019.