SEC Form 4 · accession 0001179110-17-002130
CALGON CARBON Corp · CCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie S Roberts
Director
Period of report
Sep 15, 2016
Accepted (ET)
Feb 10, 2017 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 15, 2016 | P | 218 | $14.42 | A | 72,155 | D | |
| Common StockF1 | Dec 15, 2016 | P | 177 | $17.80 | A | 72,332 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired pursuant to a broker-administered dividend reinvestment plan not sponsored by the Company.
- F2This amount includes 212.019 shares acquired by the Reporting Person since the last reportable transaction pursuant to the dividend reinvestment feature maintained by the Issuer's transfer agent. Such acquisitions were exempt from reporting pursuant to Rule 16a-11. This feature was terminated on August 3, 2016 with the elimination of the Company's Direct Stock Purchase Plan.