SEC Form 4 · accession 0001179110-16-020449
CALGON CARBON Corp · CCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Fortwangler
Officer — SVP and CFO
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | A | 3,094 | $0.00 | A | 7,580 | D | |
| Common StockF2 | Feb 25, 2016 | F | 162 | $14.06 | D | 7,418 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.06 | Feb 25, 2016 | A | 13,987 | A | — | Feb 25, 2023 | Common Stock | 13,987 | 13,987 | D |
Explanation of responses
- F1Award of Time Vested Restricted Stock under Calgon Carbon Corporation's Amended and Restated Equity Incentive Plan, a Rule 16b-3 Plan.
- F2Disposition of shares of the Company to pay withholding on vesting of previously reported Restricted Shares.
- F3Grant of Options under Calgon Carbon Corporation's Amended and Restated 2008 Equity Incentive Plan, a Rule 16b-3 Plan. The options become exercisable in two equal installments on February 25, 2017 and February 25, 2018.