SEC Form 4 · accession 0001179110-15-008554
CALGON CARBON Corp · CCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall S. Dearth
Officer — Chairman, President & CEO · Director
Period of report
May 22, 2015
Accepted (ET)
May 26, 2015 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2015 | M | 2,000 | $13.09 | A | 70,398 | D | |
| Common StockF1 | May 22, 2015 | S | 2,000 | $21.2133 | D | 68,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Optiom (Right-to-Buy)F2 | $13.09 | May 22, 2015 | M | 2,000 | D | — | Nov 7, 2017 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $21.19 to $21.24. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The option vested in two equal installments on November 7, 2008 and November 7, 2009.