SEC Form 4 · accession 0001179110-15-003598
CALGON CARBON Corp · CCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall S. Dearth
Officer — Chairman, President & CEO · Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | A | 11,236 | $0.00 | A | 73,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F2 | $20.86 | Feb 25, 2015 | A | 71,023 | A | — | Feb 25, 2022 | Common Stock | 71,023 | 244,292 | D |
Explanation of responses
- F1Award of Time Vested Restricted Stock under Calgon Carbon Corporation's Amended and Restated 2008 Equity Incentive Plan, a Rule 16b-3 Plan.
- F2Grant of Options under Calgon Carbon Corporation's Amended and Restated 2008 Equity Incentive Plan, a Rule 16b-3 Plan. The options become exercisable in two equal installments on February 25, 2016 and February 25, 2017.