SEC Form 3 · accession 0001048703-15-000079
Virtus Total Return Fund Inc. · ZF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 21, 2015
Accepted (ET)
Dec 29, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 2,697,800 | D | ||
| Common StockF1,F3 | holding | — | — | — | 40,078 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. All shares were purchased for investment purposes, not with the purpose or effect of changing or influencing control of the issuer. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
- F2Shares of Common Stock beneficially owned by Karpus.
- F3Mr. Karpus beneficially owns 12,273 Shares. In addition, Mr. Karpus may be deemed to beneficially own the 27,805 Shares held by the Karpus Family Foundation, Inc., George W. Karpus IRA Rollover, Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan entities.