SEC Form 4 · accession 0001225208-17-015472
O-I Glass, Inc. /DE/ · OI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miguel I. Alvarez
Officer — President, O-I Americas
Period of report
Sep 1, 2016
Accepted (ET)
Sep 29, 2017 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Direct)F1,F2 | Sep 1, 2016 | A | 1,406 | $0.00 | A | 25,147 | D | |
| Common Stock (Indirect)F2 | holding | — | — | — | 1,820 | I | By 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option 09/01/16 $17.78F3 | $17.78 | Sep 1, 2016 | A | 4,417 | A | Sep 1, 2017 | Sep 1, 2023 | Common Stock (Direct) | 4,417 | 4,417 | D |
Explanation of responses
- F1The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.
- F2Reflects the reporting person's share ownership as of the date of this filing.
- F3The options vest in four equal annual installments beginning on the first anniversary of the date of grant.