SEC Form 4 · accession 0001225208-17-006000
O-I Glass, Inc. /DE/ · OI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio B.O. Galindo
Officer — President, O-I North America
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Direct)F1 | Mar 7, 2017 | A | 10,920 | $0.00 | A | 39,558 | D | |
| Common Stock (Direct)F2 | Mar 7, 2017 | A | 1,290 | $0.00 | A | 40,848 | D | |
| Common Stock (Direct) | Mar 7, 2017 | F | 1,958 | $19.97 | D | 38,890 | D | |
| Common Stock (Indirect) | holding | — | — | — | 1,477 | I | By 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.
- F2Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.