SEC Form 4 · accession 0001225208-17-005996
O-I Glass, Inc. /DE/ · OI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Baehren
Officer — Senior Vice President
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Direct)F1 | Mar 7, 2017 | A | 2,579 | $0.00 | A | 83,897 | D | |
| Common Stock (Direct)F2 | Mar 7, 2017 | S | 10,000 | $19.73 | D | 73,897 | D | |
| Common Stock (Direct)F3,F4 | Mar 7, 2017 | S | 11,137 | $19.4928 | D | 62,760 | D | |
| Common Stock (Indirect) | holding | — | — | — | 20,499 | I | By 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.73 to $19.77, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Represents all shares sold to satisfy tax withholding obligations incident to the vesting of restricted stock units.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.405 to $19.65, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.