SEC Form 4 · accession 0001225208-16-029564
O-I Glass, Inc. /DE/ · OI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Bertsch
Officer — Senior Vice President & CFO
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Direct)F1 | Mar 7, 2016 | A | 21,595 | $0.00 | A | 178,807 | D | |
| Common Stock (Indirect) | holding | — | — | — | 509 | I | By 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option 03/07/2016 $15.05F2 | $15.05 | Mar 7, 2016 | A | 65,261 | A | Mar 7, 2017 | Mar 7, 2023 | Common Stock (Direct) | 65,261 | 65,261 | D |
Explanation of responses
- F1The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.
- F2The options vest in four equal annual installments beginning on the first anniversary of the date of grant.