SEC Form 4 · accession 0001225208-16-029405
O-I Glass, Inc. /DE/ · OI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Haudrich
Officer — Chief Strat. & Integ. Officer
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 3:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Direct) | Mar 4, 2016 | M | 9,140 | $10.13 | A | 23,570 | D | |
| Common Stock (Direct)F1,F2 | Mar 4, 2016 | S | 7,294 | $15.3624 | D | 16,276 | D | |
| Common Stock (Indirect) | holding | — | — | — | 2,557 | I | By 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option 3/07/09 $10.13F3 | $10.13 | Mar 4, 2016 | M | 9,140 | D | Mar 7, 2010 | Mar 7, 2016 | Common Stock (Direct) | 9,140 | 0 | D |
Explanation of responses
- F1The shares were sold by the reporting person to cover the exercise price of the options and tax witholding obligations.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.30 to $15.42, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The options vested in four equal annual installments beginning on the first anniversary of the date of the grant.