SEC Form 4 · accession 0001225208-15-021440
O-I Glass, Inc. /DE/ · OI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Bertsch
Officer — Senior Vice President & CFO
Period of report
Nov 23, 2015
Accepted (ET)
Nov 25, 2015 · 1:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Direct)F1 | Nov 23, 2015 | A | 130,276 | $0.00 | A | 130,276 | D | |
| Common Stock (Direct)F2 | Nov 23, 2015 | A | 16,936 | $0.00 | A | 147,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option 11/23/15 $19.19F3 | $19.19 | Nov 23, 2015 | A | 53,366 | A | — | Nov 23, 2022 | Common Stock (Direct) | 53,366 | 53,366 | D |
Explanation of responses
- F1The restricted stock units vest in full on the third anniversary of the date of grant.
- F2The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.
- F3The options vest in four equal annual installments beginning on the first anniversary of the date of grant.