SEC Form 4 · accession 0001179110-15-013442
VAIL RESORTS INC · MTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Katz
Officer — Chief Exec.Officer & Chairman · Director
Period of report
Sep 25, 2015
Accepted (ET)
Sep 29, 2015 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2015 | M | 1,267 | $0.00 | A | 265,399 | D | |
| Common StockF2 | Sep 26, 2015 | F | 591 | $107.42 | D | 264,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF3 | $0.00 | Sep 25, 2015 | A | 22,553 | A | — | — | Common Stock | 22,553 | 22,553 | D |
| Share Appreciation RightF4 | $107.42 | Sep 25, 2015 | A | 18,527 | A | — | Sep 25, 2025 | Common Stock | 18,527 | 18,527 | D |
| Share Appreciation RightF5 | $134.28 | Sep 25, 2015 | A | 42,385 | A | — | Sep 25, 2025 | Common Stock | 42,385 | 42,385 | D |
| Restricted Share UnitF1 | $0.00 | Sep 26, 2015 | M | 1,267 | D | — | — | Common Stock | 1,267 | 1,267 | D |
Explanation of responses
- F1On September 26, 2013, Reporting Person was granted 3,802 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 26, 2014.
- F2591 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.
- F3On September 25, 2015, Reporting Person was granted 22,553 RSUs, which vest in three equal annual installments beginning on September 25, 2016.
- F4On September 25, 2015, Reporting Person was granted 18,527 Share Appreciation Rights ("SARs"), which vest in three equal annual installments beginning on September 25, 2016.
- F5On September 25, 2015, Reporting Person was granted 42,385 SARs, which vest in three equal annual installments beginning on September 25, 2016.