SEC Form 4 · accession 0000812011-18-000043
VAIL RESORTS INC · MTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Shapiro
Officer — EVP, General Counsel & Sec.
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2018 | M | 54 | $0.00 | A | 1,446 | D | |
| Common StockF2 | Aug 1, 2018 | F | 16 | $278.69 | D | 1,430 | D | |
| Common StockF3 | Aug 1, 2018 | M | 4,943 | $0.00 | A | 6,373 | D | |
| Common StockF4 | Aug 1, 2018 | F | 1,786 | $278.69 | D | 4,587 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1 | $0.00 | Aug 1, 2018 | M | 54 | D | — | — | Common Stock | 54 | 0 | D |
| Restricted Share UnitF3 | $0.00 | Aug 1, 2018 | M | 4,943 | D | — | — | Common Stock | 4,943 | 0 | D |
Explanation of responses
- F1On August 1, 2015, Reporting Person was granted 162 Restricted Share Units, which vested in three equal installments beginning on August 1, 2016.
- F216 shares of common stock were withheld from the issuance of common stock to the Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.
- F3On August 1, 2015, Reporting Person was granted 4,943 RSUs, which cliff vested on August 1, 2018.
- F41,786 shares of common stock were withheld from the issuance of common stock to the Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.