SEC Form 4 · accession 0000812011-17-000064
VAIL RESORTS INC · MTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Katz
Officer — Chief Exec.Officer & Chairman · Director
Period of report
Sep 23, 2017
Accepted (ET)
Sep 26, 2017 · 7:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 23, 2017 | M | 8,597 | $0.00 | A | 241,372 | D | |
| Common StockF2 | Sep 23, 2017 | F | 3,804 | $232.28 | D | 237,568 | D | |
| Common StockF3 | Sep 23, 2017 | M | 5,862 | $0.00 | A | 243,430 | D | |
| Common StockF4 | Sep 23, 2017 | F | 2,732 | $232.28 | D | 240,698 | D | |
| Common StockF5 | Sep 25, 2017 | M | 7,517 | $0.00 | A | 248,215 | D | |
| Common StockF6 | Sep 25, 2017 | F | 3,502 | $229.12 | D | 244,713 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1 | $0.00 | Sep 23, 2017 | M | 8,597 | D | — | — | Common Stock | 8,597 | 0 | D |
| Restricted Share UnitF3 | $0.00 | Sep 23, 2017 | M | 5,862 | D | — | — | Common Stock | 5,862 | 11,721 | D |
| Restricted Share UnitF5 | $0.00 | Sep 25, 2017 | M | 7,517 | D | — | — | Common Stock | 7,517 | 7,518 | D |
Explanation of responses
- F1On September 23, 2014, Reporting Person was granted 25,791 Restricted Share Units ("RSUs"), which vested in three equal annual installments beginning on September 23, 2015.
- F23,804 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.
- F3On September 23, 2016, Reporting Person was granted 17,583 RSUs, which vest in three equal annual installments beginning on September 23, 2017.
- F42,732 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.
- F5On September 25, 2015, Reporting Person was granted 22,553 RSUs, which vest in three equal annual installments beginning on September 25, 2016.
- F63,502 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.