SEC Form 4 · accession 0000812011-16-000140
VAIL RESORTS INC · MTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Shapiro
Officer — EVP, General Counsel & Sec.
Period of report
Sep 23, 2016
Accepted (ET)
Sep 27, 2016 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 25, 2016 | M | 507 | $0.00 | A | 561 | D | |
| Common StockF2 | Sep 25, 2016 | F | 163 | $160.56 | D | 398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF3 | $0.00 | Sep 23, 2016 | A | 1,793 | A | — | — | Common Stock | 1,793 | 1,793 | D |
| Share Appreciation RightF4 | $160.56 | Sep 23, 2016 | A | 5,127 | A | — | Sep 23, 2026 | Common Stock | 5,127 | 5,127 | D |
| Restricted Share UnitF1 | $0.00 | Sep 25, 2016 | M | 507 | A | — | — | Common Stock | 507 | 1,011 | D |
Explanation of responses
- F1On September 25, 2015, Reporting Person was granted 1,518 Restricted Stock Units ("RSUs"), which vest in three equal annual installments beginning on September 25, 2016.
- F2163 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.
- F3On September 23, 2016, Reporting Person was granted 1,793 RSUs, which vest in three equal annual installments beginning on September 23, 2017.
- F4On September 23, 2016, Reporting Person was granted 5,127 Share Appreciation Rights, which vest in three equal annual installments beginning on September 23, 2017.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney