SEC Form 4 · accession 0000812011-16-000136
VAIL RESORTS INC · MTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Z Barkin
Officer — EVP & Chief Financial Officer
Period of report
Sep 23, 2016
Accepted (ET)
Sep 27, 2016 · 7:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 23, 2016 | M | 749 | $0.00 | A | 10,673 | D | |
| Common StockF2 | Sep 23, 2016 | F | 350 | $160.56 | D | 10,323 | D | |
| Common StockF3 | Sep 25, 2016 | M | 631 | $0.00 | A | 10,954 | D | |
| Common StockF4 | Sep 25, 2016 | F | 295 | $160.56 | D | 10,659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1 | $0.00 | Sep 23, 2016 | M | 749 | D | — | — | Common Stock | 749 | 750 | D |
| Restricted Share UnitF5 | $0.00 | Sep 23, 2016 | A | 3,041 | A | — | — | Common Stock | 3,041 | 3,041 | D |
| Share Appreciation RightF6 | $160.56 | Sep 23, 2016 | A | 8,698 | A | — | Sep 23, 2026 | Common Stock | 8,698 | 8,698 | D |
| Restricted Share UnitF3 | $0.00 | Sep 25, 2016 | M | 631 | D | — | — | Common Stock | 631 | 1,260 | D |
Explanation of responses
- F1On September 23, 2014, Reporting Person was granted 2,250 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.
- F2350 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.
- F3On September 25, 2015, Reporting Person was granted 1,891 RSUs, which vest in three equal annual installments beginning on September 25, 2016.
- F4295 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.
- F5On September 23, 2016, Reporting Person was granted 3,041 RSUs, which vest in three equal annual installments beginning on September 23, 2017.
- F6On September 23, 2016, Reporting Person was granted 8,698 Share Appreciation Rights, which vest in three equal annual installments beginning on September 23, 2017.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney