SEC Form 4/A · accession 0001140361-18-015160
SUMMIT FINANCIAL GROUP INC · SMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Oscar M Bean
Officer — Chairman · Director
Period of report
Oct 31, 2017
Accepted (ET)
Mar 27, 2018 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811808
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F1,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,067 | 2,067 | D |
Explanation of responses
- F1Each share of phantom stock represents the economic equivalent of one share of Summit common stock.
- F2Shares of phantom stock are payable only in cash following termination of the reporting person's service as a director of Summit.
- F3The reported holdings include phantom stock acquired in dividend reinvestment transactions that are exempt from reporting under Rule 16a-11.