SEC Form 4 · accession 0001140361-17-041136
SUMMIT FINANCIAL GROUP INC · SMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Hinkle
Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | P | 400 | $26.9631 | A | 366,756 | D | |
| Common Stock | Nov 3, 2017 | P | 140 | $27.00 | A | 366,896 | D | |
| Common Stock | holding | — | — | — | 13,220 | I | By H. T. Services | |
| Common Stock | holding | — | — | — | 60,225 | I | By Hinkle Trucking | |
| Common Stock | holding | — | — | — | 528 | I | As Cust for Grandchild | |
| Common Stock | holding | — | — | — | 4,800 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 7,510 | 7,510 | D |
Explanation of responses
- F1Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
- F2Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.