SEC Form 4 · accession 0001140361-16-062265
SUMMIT FINANCIAL GROUP INC · SMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie R Cook
Officer — VP & Chief Accounting Officer
Period of report
Apr 27, 2016
Accepted (ET)
Apr 27, 2016 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2016 | J | 1,289 | $0.00 | A | 8,614 | I | By ESOP |
| Common Stock | holding | — | — | — | 2,066 | D | ||
| Common Stock | holding | — | — | — | 253 | I | As Cust for Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $17.79 | holding | — | — | — | Dec 12, 2004 | Dec 12, 2018 | Common Stock | 900 | 900 | D |
| Employee Stock Option (Right to Buy)F4,F2 | $25.93 | holding | — | — | — | Dec 6, 2005 | Dec 7, 2019 | Common Stock | 2,400 | 2,400 | D |
| Employee Stock Option (Right to Buy)F5,F2 | $24.44 | holding | — | — | — | Dec 6, 2005 | Dec 6, 2015 | Common Stock | 0 | 0 | D |
| Stock-Settled Stock Appreciation RightsF1 | $12.01 | holding | — | — | — | Apr 22, 2016 | Apr 23, 2025 | Common Stock | 8,806 | 8,806 | D |
Explanation of responses
- F1Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
- F2Option and/or SAR expires in 5 equal annual installments with the final date indicated
- F3The number of Derivative Securities Beneficially Owned changed due to the expiration of 300 stock options on December 12, 2015
- F4The number of Derivative Securities Beneficially Owned changed due to the expiration of 600 stock options on December 7, 2015
- F5The number of Derivative Securities Beneficially Owned changed due to the expiration of 1,250 stock options on December 6, 2015