SEC Form 4/A · accession 0001140361-15-028490

SUMMIT FINANCIAL GROUP INC · SMMF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Jeffrey E. Hott

Director

Period of report

Jun 1, 2015

Accepted (ET)

Jul 24, 2015 · 8:39 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811808

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 1, 2015	X	0	$9.75	A	11,890	D
Common Stock^F2	Jun 1, 2015	X	4,417	$9.75	A	96,467	I	By EE Hott, Inc.
Common Stock^F3	Jun 1, 2015	X	1,169	$9.75	A	21,469	I	By Franklin Oil
Common Stock^F4	Jun 1, 2015	X	11	$9.75	A	411	I	As Cust for Son

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Subscription Rights (right to buy)^F5	$9.75	Jun 1, 2015	X	76,700	D	Apr 10, 2015	May 29, 2015	Common Stock	4,417	I
Subscription Rights (right to buy)^F6	$9.75	Jun 1, 2015	X	21,100	D	Apr 10, 2015	May 29, 2015	Common Stock	1,169	I
Subscription Rights (right to buy)^F7	$9.75	Jun 1, 2015	X	200	D	Apr 10, 2015	May 29, 2015	Common Stock	11	I

Explanation of responses

F1On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 26 shares of common stock. The correct number of shares of common stock acquired was 0. As of June 1, 2015, the reporting person owned 11,890 shares of common stock.
F2On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 4,821 shares of common stock. The correct number of shares of common stock acquired was 4,417. As of June 1, 2015, the reporting person owned 96,467 shares of common stock.
F3On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 1,215 shares of common stock. The correct number of shares of common stock acquired was 1,169. As of June 1, 2015, the reporting person owned 21,469 shares of common stock.
F4On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 0 shares of common stock. The correct number of shares of common stock acquired was 11. As of June 1, 2015, the reporting person owned 411 shares of common stock.
F5On June 3, 2015, the reporting person filed a Form 4 reporting the exercise of 4,821 subscription rights to buy common stock. The correct number of subscription rights exercised was 76,700. The reporting person also reported the acquisition of 4,821 shares of common stock. The correct number of shares of common stock acquired was 4,417.
F6On June 3, 2015, the reporting person filed a Form 4 reporting the exercise of 1,215 subscription rights to buy common stock. The correct number of subscription rights exercised was 20,300. The reporting person also reported the acquisition of 1,215 shares of common stock. The correct number of shares of common stock acquired was 1,169.
F7On June 3, 2015, the reporting person filed a Form 4 reporting the exercise of 0 subscription rights to buy common stock. The correct number of subscription rights exercised was 200. The reporting person also reported the acquisition of 0 shares of common stock. The correct number of shares of common stock acquired was 11.