SEC Form 4 · accession 0001140361-15-028488

SUMMIT FINANCIAL GROUP INC · SMMF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 18, 2014

Accepted (ET)

Jul 24, 2015 · 8:36 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811808

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Sep 18, 2014	S	139	$10.50	D	3,014	D
Common Stock^F2	Sep 19, 2014	S	214	$10.50	D	2,800	D
Common Stock^F3	Sep 19, 2014	S	22	$10.50	D	21,078	I	By Franklin Oil
Common Stock^F3	Oct 19, 2014	S	778	$10.50	D	20,300	I	By Franklin Oil
Common Stock	holding	—	—		—	87,960	I	By EE Hott, Inc.
Common Stock	holding	—	—		—	480	I	By Spouse
Common Stock	holding	—	—		—	400	I	As Cust for Son

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
8% Non-Cumulative Convertible Preferred Stock, Series 2009^F1	$5.50	holding	—	—	—	Mar 1, 2010	Jun 1, 2019	Common Stock	9,091	50	D
8% Non-Cumulative Convertible Preferred Stock, Series 2009^F1	$5.50	holding	—	—	—	Mar 1, 2010	Jun 1, 2019	Common Stock	9,091	50	I

F1The 2009 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
F2The reporting person inadvertently failed to report the sale of these directly owned shares.
F3The reporting person inadvertently failed to report sales of shares in which he claimed indirect beneficial ownership.