SEC Form 4/A · accession 0001140361-15-028349
SUMMIT FINANCIAL GROUP INC · SMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Georgette R. George
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jul 23, 2015 · 10:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | X | 2,428 | $9.75 | A | 44,607 | I | by 401(k) Plan FBO Spouse |
| Common StockF2 | Jun 1, 2015 | X | 1,047 | $9.75 | A | 19,228 | I | By Sellaro Enterprises, Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy)F3 | $9.95 | Jun 1, 2015 | X | 42,179 | D | Apr 10, 2015 | May 29, 2015 | Common Stock | 2,248 | 0 | I |
| Subscription Rights (right to buy)F4 | $9.95 | Jun 1, 2015 | X | 18,181 | D | Apr 10, 2015 | May 29, 2015 | Common Stock | 1,047 | 0 | I |
Explanation of responses
- F1On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 2,692 shares of common stock. The correct number of shares of common stock acquired was 2,428. As of June 1, 2015, the amount of securities beneficially owned following the reported transaction was 44,607 shares of common stock.
- F2The reporting person inadvertently omitted reporting on her original Form 4 the acquision of 1,047 shares by a company controlled by the reporting person's spouse.
- F3On June 3, 2015, the reporting person filed a Form 4 reporting the exercise of 2,692 subscription rights to buy common stock. The correct number of subscription rights exercised was 42,179. The reporting person also reported the acquisition of 2,692 shares of common stock. The correct number of shares of common stock acquired was 2,248.
- F4The reporting person inadvertently omitted reporting the exercise of 18,181 subscription rights to buy common stock by a company controlled by her spouse resulting in the acquisition of 1,047 shares of common stock.